Speaker : Lorenzo Stipulante
Objective :
The training aims to provide brokers with a thorough understanding of their legal and administrative obligations, helping them operate in compliance with constantly evolving regulations.
Content :
The training covers essential aspects such as the employer's social obligations, brokers' incompatibilities with other roles, regulations regarding complaints, combating money laundering, as well as future regulatory outlooks.
Points covered :
- Introduction: Differentiation between legal and administrative obligations, hierarchy of legal norms, definition of the broker and their activities according to the law.
- General obligations: Analysis of the employer's social obligations, including recording working hours, medical examinations at hiring, and designation of workers for safety and risk prevention.
- Insurance obligations - Incompatibility: Exploration of brokers' limitations compared to other roles, examination of regulations regarding customer complaints and requirements for combating money laundering and terrorism financing.
- Future: Outlook on upcoming regulatory developments, including new regulations such as AMLD6, changes in the definition of UBOs, new areas of surveillance related to money laundering and terrorism financing, as well as implications of technological advancements like artificial intelligence and data analysis.
